Listing Compliance is responsible for overseeing compliance, internal control and risk management matters related to the Listing Division. It seeks to design the Division’s policies and procedures and conduct necessary approvals to ensure these policies and procedures are appropriate and adequate to comply with obligations under relevant legislation and rules. In addition, it will participate in formulating operating protocols to ensure that policies and procedures are fully understood and effectively implemented. The team also leads and facilitates the self-assessments and on-site reviews performed at the request of HKEX’s regulators. Reporting to the Head of Listing Compliance, the successful incumbent is expected to:
Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful. Personal data provided will only be used for the purpose of employment application to HKEX.
工作特色/公司文化: 10 annual leave.